Author: CIURLI, PAOLA; BIVONA, UMBERTO; BARBA, CARMEN; ONDER, GRAZIANO; SILVESTRO, DANIELA; AZICNUDA, EVA; RIGON, JESSICA; FORMISANO, RITA
Abstract:
Abstract
The aim of this study was to evaluate clinical, neuropsychological, and functional differences between severe traumatic brain injury (TBI) outpatients with good and/or heightened metacognitive self-awareness (SA) and those with impaired metacognitive SA, assessed by the Patient Competency Rating Scale (PCRS). Fifty-two outpatients were recruited from a neurorehabilitation hospital based on the following inclusion criteria: 1) age [greater than or equal to] 15 years; 2) diagnosis of severe TBI; 3) availability of neuroimaging data; 4) post-traumatic amnesia resolution; 5) provision of informed consent. Measures: A neuropsychological battery was used to evaluate attention, memory and executive functions. SA was assessed by the PCRS, which was administered to patients and close family members. Patients were divided into two groups representing those with and without SA. Patients with poor SA had more problems than those with good SA in some components of the executive system, as indicated by the high percentage of perseverative errors and responses they made on the Wisconsin Card Sorting Test. Moreover, a decrease in metacognitive SA correlated significantly with time to follow commands (TFC). This study suggests the importance of integrating an overall assessment of cognitive functions with a specific evaluation of SA to treat self-awareness and executive functions together during the rehabilitation process. (JINS, 2010, 16, 360-368.) [PUBLICATION ABSTRACT]
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INTRODUCTION
Disorders of self-awareness (SA) are very frequent in traumatic brain injury (TBI) patients (Ben-Yishay et al., 1985; Bivona et al., 2008; Prigatano, Fordyce, Zeiner, Roueche, Pepping, & Wood, 1986; Sherer, Beargloff, Boake, High, & Levin, 1998). They can cause low motivation for rehabilitation (Malec & Moessner, 2001) and can interfere with safe and independent functioning (Flashman, Amador, & Mc Allister, 1998). Furthermore, these disorders can lead to poor outcome and difficulty in community integration (Trudel, Tyron, & Purdum, 1998) and employability (Sherer, Hart, & Nick, et al., 2003).
SA, which has been defined as the ability to recognize problems caused by damaged brain functions, has been divided into the following areas:
intellectual awareness, which refers to patients' ability to describe their deficits or impaired functioning;
emergent awareness, which regards patients' ability to recognize their difficulties as they are happening; and
anticipatory awareness, which concerns patients' ability to predict when difficulties will arise because of their deficits (Crosson et al., 1989). SA has also been differentiated into a)
metacognitive knowledge (or
declarative knowledge) about one's abilities, which incorporates elements of
intellectual awareness, and b)
online monitoring of performance during tasks, which relates to
emergent awareness and
anticipatory awareness (O'Keeffe et al., 2007; Toglia & Kirk, 2000).
A wide variety of methods have been adopted to assess the multi-faceted concept of SA of deficits and there is some controversy over the best approach to use (Fleming et al., 1996; Hart & Sherer, 2005; O'Keeffe et al., 2007). For example, different methods have been used to assess metacognitive SA: structured or semi-structured interviews, self-report questionnaires, spontaneous verbal reports of difficulties, and patients' judgment of their neuropsychological performance (Fischer, Gauggel, & Trexler, 2004; Fleming et al., 1996; Sbordone, Seyranian, & Ruff, 1998; Sohlberg, Mateer, Penkman, Glang, & Todis, 1998). The most commonly used method is to compare patients' ratings of injury-related difficulties with those of a clinician or family member (Fleming et al., 1996). This method is based on the assumption that the collateral reporter has a more accurate perception of the person's current abilities. A discrepancy in the direction of the patient reporting fewer problems is interpreted as reduced self-awareness (Pagulayan et al., 2007).
The most widely used self-report scales for evaluating metacognitive SA are the Awareness Questionnaire (AQ) (Sherer et al., 1998) and the Patient Competency Rating Scale (PCRS) (Prigatano et al., 1986). The AQ is comprised of 17 items that evaluate patients' current functional abilities compared with their preinjury abilities. The items are rated on a Likert scale ranging from 1 (much worse) to 5 (much better). Scores vary from 17 to 85; a score of 51 indicates that the patient is functioning "about the same" as his/her preinjury level (Sherer, Hart, Nick, et al., 2003). The AQ also includes forms for patient self-ratings as well as family/significant other and clinician ratings. Reliability studies of the AQ have revealed internal consistencies (Cronbach's [alpha] = 0.88) for both patient and family ratings; however, test-retest reliability has not been reported (Sherer et al., 2003).
The PCRS is more widely used than the AQ because it is easily interpreted, quick to administer, has excellent test-retest reliability (.85-.97) (Fleming, Strong, & Ashton, 1996; Prigatano and Altman, 1990) and has been validated in some cross-cultural studies (Hoofien and Sharoni, 2006; Prigatano, Bruna, Mataro, Munoz, Fernandez, & Junque, 1998; Watanabe, Shiel, Asami, Taki, & Tabuchi, 2000). It is a 30-item self-report questionnaire that requires patients and their relatives or clinicians to make an independent judgment of perceived degree of competency demonstrated in several behavioral, cognitive and emotional situations. The subject is required to use a 5-point Likert scale (ranging from 1, "Can't do", to 5, "Can do with ease"). Total PCRS scores range from 30 to 150, with higher scores indicating higher levels of competency. Comparing the PCRS patient ratings with those of a family member or clinician shows how realistic a patient is in evaluating his/her limitations (Borgaro & Prigatano, 2003).
The reliability figures reported by Prigatano and Altman (1990) for PCRS total scores were r = .97 for patients and r = .92 for relatives; significant (
p < .05) test-retest correlations were reported for 27 (patient sample) and 28 (informants) of the 30 items (Leathem, Murphy, & Flett, 1998). Fleming, Strong, and Ashton (1998) reported acceptable 1-week test-retest reliability for patients with TBI using intra-class correlations (ICC
r = .85). In the same study, internal consistency was strong for both patient ratings (Cronbach's [alpha] = .91,
n = 55) and relative ratings of patients (Cronbach's [alpha] = .93,
n = 50). Although the validity of the PCRS is based on the assumption that the relative and the clinician ratings are a true measure of competency, this has not been validated (Prigatano, 1996).
Three different approaches have been used to score the PCRS. The first approach (Prigatano & Altman, 1990) is to compute three scores: a) the number of items in which the patient rating is higher than the relative rating (i.e., an index of the patient's underestimation of his disorder); b) the number of items in which the patient rating is the same as the relative rating (i.e., an index of the patient's good awareness of his disorder); and c) the number of items in which the patient rating is lower than the relative rating (i.e., an index of the patient's overestimation of his disorder). This first method allows separating patients into three groups based on their highest score.
The second method (Prigatano et al., 1991) of scoring considers the difference between patient and relative ratings on specific items. If subtraction of the relative rating from the patient rating produces a positive number, the patient can be considered to overestimate his or her ability on that behavioral item. This method of scoring considers that patient and relative ratings may be at odds on the different items of the scale. For instance, Prigatano and Schacter (1991) used this method to demonstrate that patients tended to overestimate their abilities on items related to emotional and social behavior but tended to agree with relative ratings on items related to activities of daily living (Fleming et al., 1996).
Finally, in the third method (Fordyce et al., 1986; Prigatano et al., 1998; Roueche and Fordyce, 1987) the discrepancy between the total patient and relative rating scores is calculated to obtain an overall assessment of the patient's self-awareness. While higher positive patient-relative discrepancy scores (DS) are associated with more severe SA deficits, negative scores may indicate a patient's overestimation of his impairment (Cicerone, 1991; Prigatano & Altman, 1990).
This method has several advantages: a) it allows separating patients into different SA groups based on the cutoff chosen; b) it allows obtaining an overall measure of the patient's SA; and c) it is easier to perform in a clinical rehabilitation setting than the other methods.
Regardless of which scales and scoring methods are used many issues about SA impairment in TBI patients are still unclear (Bivona et al., 2008). For example, severity of acquired brain injury (ABI) correlated with measures of impaired self-awareness (ISA) in some studies (Leathem et al., 1998; Prigatano and Altman, 1990) but not in others (Anson & Ponsford, 2006; Bach & David, 2006; Bivona et al., 2008; Carton, & Robertson, 2007; O'Keeffe, Dockree, Moloney, Port, Willmott, & Charlton, 2002). This was probably due to methodological differences such as sampling (chronicity and etiology), testing instrument or classification of TBI severity using different indexes (i.e., Glasgow Coma Scale, Time to Follow Commands, and Post-traumatic Amnesia [PTA]). In any case, there is still a debate over how chronicity and severity of injury are related to SA (Dirette & Plaiser, 2007). Although in some studies (Hart, Seignourel, & Sherer, 2009; Ownsworth & Clare, 2006; Vanderploeg, Belanger, Duchnick, & Curtiss, 2007) chronicity correlated with increased levels of SA, in one large longitudinal study (Pagulayan, Temkin, Machamer, & Dikmen, 2007) no change in SA was found in the acute and postacute phases.
Furthermore, the correlation between SA deficits and neuropsychological disorders is not clear (Allen & Ruff, 1990; Boake, Freeland, Ringholz, Nance, & Edwards, 1995). It is believed that executive functions (EF) have the greatest effect on degree of SA following brain damage (Hart, Whyte, Kim, & Vaccaro, 2005; Noè, Ferri, Caballero, Villadre, Sanchez, & Chirivella, 2005), and they are frequently impaired in TBI patients (Mattson & Levin, 1990; Stablum, Mogentale, & Umiltà, 1996). Nevertheless, even though many authors have tried to correlate executive dysfunction with ISA in TBI patients as yet no conclusive findings have been reported. Bach and David (2006), who investigated SA deficits with the PCRS, failed to demonstrate that EF disorders [explored by the Verbal Fluency (VF) Test and the Trail Making Test] are associated with reduced behavioral/social SA; however, their sample of ABI patients (TBI and stroke patients) was heterogeneous and they did not report severity and chronicity. More recently, Noè et al. (2005) evaluated EF by means of the Wisconsin Card Sorting Test (WCST), the Trail Making Test, and the VF Test and demonstrated a significant correlation between poor WCST performance and low SA (assessed by the PCRS). However, the study by Noè et al. was also based on a heterogeneous ABI population, so the extent to which it characterized a specific TBI population is not clear. Furthermore, both professionals and family members were indiscriminately enrolled (together) as significant others. Finally, Bivona et al. (2008) found a significant correlation between some components of the executive system (measured by WCST) and metacognitive awareness (assessed by AQ).
Because EF are part of a very complex system, which includes behavioral, affective, motivational, and cognitive components (Apollonio et al., 2005), there is no comprehensive test for the executive system and many tools have been proposed to analyze its different aspects. However, it has been demonstrated that the WCST is an effective measure of multiple components such as abstract reasoning, problem solving, the ability to use response feedback information, cognitive flexibility, set-shifting and set-persistence capacity, concept identification, and hypothesis generation (Hanks, Rappaport, Millis, & Deshpande, 1999; Mukhopadhyay et al., 2008). In particular, it has been shown that perseverative responses on the WCST are an excellent measure of executive dysfunction (Johnstone, Hexum, & Ashkanazi, 1995) and that they correlate with SA impairment (Bivona et al., 2008; Noè et al., 2005).
The aim of this study was to replicate previous work examining SA in TBI and to address previous methodological limitations. The study used the best measure available, that is, the PCRS, to examine SA in a relatively homogenous sample of adults with severe TBI, using only first-degree relatives as informants. Like other studies in this area, the aim was to evaluate clinical, neuropsychological, and functional correlates of impaired metacognitive SA in severe TBI out-patients.